Strengthening teacher quality through regional K-18 data-driven collaboration

ADDRESSING CALIFORNIA’S TEACHER CRISIS THROUGH REGIONAL COLLABORATION
Highlights from a WestEd evaluation of the Presidents and Chancellors Regional Database Initiative

Introduction: California’s Teacher Crisis and the Opportunity of Regional Collaboration
California is in the midst of what many have termed a “crisis” in the teacher workforce for K-12 public education. Several recent studies show, and common wisdom confirms, that teacher quality is the single most important factor in student achievement 1. Yet, in California, increasing numbers of students find themselves in classrooms taught by inadequately prepared teachers. With rising student enrollment, new laws mandating class size reduction, and increasing rates of retirement among experienced teachers, demand for fully credentialed new teachers has been consistently outstripping availability 2. In response, communities across California have seen a surge in the issuance of emergency permits (which allow individuals without full credentials to teach), in costs for recruiting teachers from out of state and even outside the country, and in teachers teaching courses outside of their subject matter areas of expertise. Moreover, the burden of these problems does not fall evenly. It is often the schools in the poorest communities, serving minority and disadvantaged children, which have the highest numbers of underprepared teachers.

Recent research by the Center for the Future of Teaching and Learning indicates that the dynamics of supply and demand for teachers are largely regional, rather than local or statewide.
Many solutions to this “crisis” have been proposed and pursued, ranging from recruitment programs, to salary increases, to changes in credentialing rules, to mentoring and support for beginning teachers, to new professional development programs. Efforts are being undertaken at the state and local levels. But despite these new policies and programs, the gap remains, and with it insufficient improvement in student performance.

The difficulty it seems, is not only changing policy and creating the right new programs, but also translating the change down to the “ground level,” and doing so simultaneously among multiple large, complex organizations. The system through which teachers are recruited, prepared, and supported is complicated and multidimensional. Changing it requires a systemic approach in order to change behavior from top to bottom. The teacher development system in California also has a strong regional dynamic. Recent research by the Center for the Future of Teaching and Learning indicates that the dynamics of supply and demand for teachers are largely regional, rather than local or statewide. That is, while people may travel beyond their city or county to obtain their teacher training, most stay within a hundred miles and, after graduation, prefer to teach in their home region.

Building on these understandings of California’s teacher development system, the Center for the Future of Teaching and Learning (CFTL) has joined with education leaders in Kern County, California, to create the “Presidents and Chancellors Regional Database Initiative.3” The PCRDI is a data-driven, K-18 collaboration intended to substantially revamp the teacher development system in Kern County.

The PCRDI is not only a systemic change effort, it is also consistent with a broader trend in education, of schools and universities forming partnerships with each other, and with others in their communities, to pursue key reforms. In the realm of teacher development, the need for partnership, especially between K-12 and higher education institutions, is increasingly apparent. After all, schools prepare young people for higher education and can encourage them to consider careers in teaching, and public schools are the largest employers of teachers, while colleges and universities provide the training programs and credentials. Yet, the most effective structures for such partnerships are not so apparent given the bifurcation of policymaking responsibility between the state and local jurisdictions. This challenge also points to the potential of regional approaches.

This assessment report, prepared by WestEd at the request of The Center for the Future of Teaching and Learning, reviews the first 18 months of the Presidents and Chancellors Regional Database Initiative. Its purpose is to document and analyze the key success factors and problems involved in establishing the PCRDI, in the context of statewide education policy challenges and the known lessons for managing an effective education partnership. The report identifies strategies, tools, and other learnings which may assist funders and communities in pursuing similar efforts elsewhere. It also seeks to provide preliminary feedback and guidance to future planning and evaluation activities of the PCRDI leaders. The report does not purport to be a rigorous empirical evaluation of outcomes or even to determine objectively that the Initiative is on a certain path to success. Because the planning phase of the PCRDI is just now being completed, it is much too early for such data gathering and conclusions. The report relies instead on relatively subjective methods, gathering information through extensive interviews with 25 leaders, participants, and supporters of the PCRDI, conducted from April through June of 2002.

Background: Teaching and California’s Future and the Presidents and Chancellors Initiative
The PCRDI has its roots in a statewide, multiyear initiative called “Teaching and California’s Future.” A project of the Center for the Future of Teaching and Learning, Teaching and California’s Future is bringing together researchers, policymakers, and practitioners in California to strengthen and make more cohesive the entire system of teacher development, from teacher recruitment and pre-service through induction and professional development for veteran teachers. The work of CFTL is characterized by three principal strategies:

  • High quality research to track the quality of teaching throughout the state.
  • Sophisticated communications campaigns to raise important issues and provide sound, reliable information to decision makers.
  • Ongoing discussion and debate with members of the education policy community to inform decision making.

The goal was to engage college and university leaders in collaboration with K-12 leaders to strengthen teacher quality in a specific region where there are high concentrations of underprepared teachers and low-performing schools.
Teaching and California’s Future was publicly launched in late 1999 with the release of a report titled The Status of the Teaching Profession: Research Findings and Policy Recommendations. This report, produced by SRI International for CFTL, assembled previously unanalyzed data and aggregated findings from several statewide databases to create an inventory of the distribution and key attributes of teachers in California. The report provided a stark picture of the shortage and maldistribution of fully prepared teachers across the state, and pointed out the regional dynamic of supply and demand. The report also highlighted the need for increased collaboration between K-12 and higher education to successfully carry through on suggested reforms.

Around the same time, in December 1999, the heads of Stanford University, California State University and the University of California (with funding support from the James Irvine Foundation), convened 50 presidents and chancellors of California colleges and universities for a summit meeting at Stanford University. The purpose of the summit was to focus the attention of the presidents and chancellors on the problem of teacher quality in the state. The diagnosis of the meeting participants coincided with much of the CFTL report, and concluded with a call for increased dialogue among university, school, and public officials to lead more strategic action to improve the quality of teacher preparation. Out of the summit, the “Presidents and Chancellors Initiative” was organized to support follow-up activities, including investigating ideas for regional partnership and action.

The PCRDI emerged in the spring of 2000 to link Teaching and California’s Future with the Presidents and Chancellors Initiative by putting the expert data analysis capabilities of CFTL into the hands of education leaders from a single region of the state. The goal was to engage college and university leaders in collaboration with K-12 leaders to strengthen teacher quality in a specific region where there are high concentrations of underprepared teachers and low-performing schools. The James Irvine Foundation and the Stuart Foundation joined with CFTL to develop the PCRDI concept and identify Kern County as the first pilot site.

Findings from the Assessment
This report, prepared by WestEd at the request of CFTL and its funders, investigates whether a regional education partnership of the type developed by CFTL in Kern County can succeed in inducing the kinds of far-reaching changes that are needed to solve the teacher workforce crisis. Based on extensive interviews conducted from April through June of 2002 with 25 leaders, participants and supporters of the PCRDI, the report looks at the first 18 months of operation of the Initiative and asks what lessons it might offer for local officials and funders interested in launching similar projects in other regions.

External organizations can be important change agents by bringing financial resources, technical expertise, or simply a fresh perspective to a problem.
External Partners: The Catalyst to Action
External organizations can be important change agents by bringing financial resources, technical expertise, or simply a fresh perspective to a problem. CFTL, in partnership with the James Irvine Foundation and the Stuart Foundation, was an essential catalyst for the PCRDI. CFTL first raised the idea of a regional initiative with Kern education leaders and convened a conversation that helped the local officials to reframe the problem and recognize the potential benefit of working together to solve it. Later, as the Initiative got underway, staff from CFTL and from the research firm SRI International served as essential managers, brokers and facilitators, leveraging their neutrality and access to outside expertise to support discussion of politically sensitive issues, build local capacity, and keep the project moving forward.

Leadership: The Fundamental Ingredient
Given the complexities of the teacher recruitment, preparation, and retention systems, effective leadership is essential to undertake a coherent reform effort. In Kern, the existence of a longstanding leadership group of the region’s top education officials, a high level of trust and familiarity within the community as a whole, and the timeliness of the issue provided essential conditions for committed, effective leadership to emerge. Kern also offers lessons on strategies for developing a high-functioning leadership and management structure:

  • …the existence of a longstanding leadership group of the region’s top education officials, a high level of trust and familiarity within the community as a whole, and the timeliness of the issue provided essential conditions for committed, effective leadership to emerge.
    Hire a Well-Respected Local Liaison. The PCRDI was able to move forward more quickly and productively because it employed full-time project staff who knew the region and were well respected by the leaders of the partner organizations.
  • Sustain the Personal Involvement of Top Leaders. The heads of the lead organizations devoted considerable personal time and political capital to the Initiative, serving to underscore the importance of the project to their colleagues and the broader community.
  • Form an Inclusive Leadership Structure. The Steering Committee and the working committees for the Initiative contained representatives from across the county educational establishment who collaborated to define goals, objectives, and plans for the project. This distributed and pragmatic style of leadership encouraged broad participation and buy-in.
  • Pledge Essential Commitments and Resources Early. Key partner organizations made commitments early in the project to change long-standing practices and dedicate resources to the Initiative, thus building trust and enabling expanded commitments by other partners.

Overall, the use of data has proven to be a central driver of discussion and decision making in the PCRDI, supporting the emergence of basic partnership success factors.
Data: The Workhorse of Collaboration
The PCRDI established a local research team, supported by CFTL and SRI International, which provided new, in-depth analysis of the region’s teacher workforce. Widespread use of this data helped to put everybody “on the same page” and encouraged communication on new issues, especially between the K-12 and higher education systems, and between the public and private IHEs. Kern’s experience suggests the following strategies for effective use of data:

  • Maximize Research Team Capacity Through Partnership. The Initiative brought together the technical expertise of SRI International and the local knowledge of Kern education researchers to form a highly capable team which delivered more thorough and accurate data than had previously been available.
  • Use Current Year Data. Kern researchers arranged with local districts to get early access to the most current data, thereby increasing the credibility and utility of the resulting analysis.
  • Agree to Guidelines About the Dissemination of Data. Kern officials succeeded in obtaining and working with key data sources in large part because they made clear commitments early-on about how data would, and would not, be shared.
  • Allot Sufficient Resources. Data collection and analysis is a resource-intensive activity that is often overlooked and underfunded. Data was a major driver of action in the PCRDI because substantial staff and financial resources were allocated in this area.

Overall, the use of data has proven to be a central driver of discussion and decision making in the PCRDI, supporting the emergence of basic partnership success factors. Data was the workhorse, carrying the burden of providing all partners with a common understanding of the teacher workforce problems in the county and helping them shape shared vision, goals, and strategies to solve the problems. Using data encouraged communication on new issues, especially between the K-12 and higher education systems, and between the public and private IHEs. Credible data also helped build trust and quality leadership by shifting the conversation from assigning blame to seeking joint solutions.

Progress, Challenges, and Next Steps
Moving forward, Kern’s challenge is to sustain the momentum and ensure it translates into the desired improvements in teacher recruitment, preparation, and retention. This will depend on infusions of new funding, institutionalization of key functions within the local partner organizations, and rigorous evaluation to ascertain changes resulting from the Initiative and to support continuous improvement. It will also depend on the maintenance of existing success factors—personal commitment, trust, and quality staffing.

Moving forward, Kern’s challenge is to sustain the momentum and ensure it translates into the desired improvements in teacher recruitment, preparation, and retention.
Beyond these broad, and difficult to measure, changes in the operating environment in Kern, another, somewhat more measurable interim indicator of progress might be the number and types of new projects and programs that are being developed as a result of the Initiative. Many interviewees were insistent that the PCRDI is, and will continue to be, a powerful change agent. They cite as evidence the emergence of new projects and cooperative activities that are moving quickly towards implementation, even before the Action Plans are formally complete. They also cite several unilateral and bilateral actions which they credit to the influence of the Initiative. These actions and projects include:

  • The commitment of district superintendents to eliminate emergency permits in the county by September 2002. Early plans by the Teacher Preparation Committee set a one-year timetable to achieve this goal by September 2003. However, superintendents have stepped up and are requiring all uncredentialed teachers to enroll in intern or pre-intern programs by fall 2002.
  • The commitment of CSUB leadership to increase funding for the university’s teacher education department this year, even as the university as a whole faces large state budget cuts.
  • Increased cooperation with K-12 as CSUB has undertaken the CTC-mandated rewrite of its teacher preparation curriculum.
  • New cooperation between Bakersfield City School District and CSUB to design district-based professional development programs.
  • Plans for an “information clearinghouse” and website to be established at KCOE to provide comprehensive information on credential requirements, training programs, and employment opportunities to anyone interested in entering the teaching profession.
  • Plans of CSUB Extension School to launch a program of Saturday classes leading to a multi-subject teaching credential.
  • Organization of new professional development offerings for school districts on the east side of Kern County, a traditionally underserved area.
  • Plans to launch “career academies” structured around teaching and education careers at seven high schools.

While some of these actions may have occurred in the absence of the PCRDI, everyone involved with the Initiative insists that the actions are happening more quickly and in more integrated ways as a result of the focus and high-profile attention generated by the Initiative. As one higher education administrator stated, “We’re continuing to grow, but it wouldn’t have been so intentional without the Initiative.” Another participant said that when it comes to obtaining funding for a planned new teacher preparation program, “being part of the Initiative increases the likelihood of internal approval.”

 

1 “Good Teaching Matters: How Well-Qualified Teachers Can Close the Gap,” Thinking K-16, Volume 3, Issue 2, Washington, DC: The Education Trust, Summer 1998.

2 “Teaching and California’s Future: The Status of the Teaching Profession 2001” by The Center for the Future of Teaching and Learning, Santa Cruz, CA.

3 In Kern County, the initiative is also known as the “Kern County Initiative for Recruiting, Preparing, and Retaining Highly Qualified and Effective Teachers.”

 

 

 

 

 

 

 

 

 

 

 

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